Guidance on disclosure in listing documents - listing applicants' names statistics and data quoted listing document covers non-disclosure of confidential information and material changes after trading record period Guidance on assessment of a sponsor's independence Guidance on competition between the businesses of a new applicant and its controlling shareholder GEM Rules 11.04, 11.06 and Paragraph 27A of Part A of Appendix 1 to the GEM Rules Main Board Rules 8.04, 8.10 and Paragraph 27A of Part A of Appendix 1 to the Main Board Rules Guidance on accounting policies and stock-taking procedures performed by the reporting accountants Guidance for applicants on the presentation of the non-GAAP financial measures in a listing document and any relevant documents pursuant to the Exchange’s Listing Rules Main Board Rules 2.13(2), 11.07 and Chapter 18Aĭisclosure in listing documents for Biotech Companies (Updated in February 2021) GEM Rules 5.14, 5.15 and 11.07, and Appendix 15 to the GEM RulesĮxperience and Qualification Requirements of a Company Secretary Main Board Rules 3.28, 3.29 and 8.17, and Appendix 14 to the Main Board Rules Pre-vetting for placing to connected clients in an initial public offering Paragraphs 5(1) and 13 of Appendix 6 to the Main Board Rules Guidance Letter on Special Purpose Acquisition Companies

Main Board Chapter 18B/Rule 10.04/Chapter 14A Select by Topic: Download the consolidated index here

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